Arizona Corporations Division Contact Information



Corporations Division
Jeff Grant - Director

Contact Information:

Annual Reports ...............................................................................................(602) 542-3285  
(Including address and statutory agent changes, delinquencies and revocations) or contact by email at: annrpts.corp@azcc.gov

FAX .......................................................................................................(602) 542-4100  

Please do not fax your document more than once. Your own fax machine printout is your confirmation that your faxed document was properly transmitted to the A.C.C. Corporations Division.

Customer Service Information.......................................................................(602) 542-3026

(Including inquiries about entities and documents submitted,  such as filing status, records requests, forms requests and information, and certifications) or contact by e-mail at: records.corp@azcc.gov

FAX (Corporate Records) ........................................................................(602) 542-3414

Please do not fax your document more than once. Your own fax machine printout is your confirmation that your faxed document was properly transmitted to the A.C.C. Corporations Division.    

Corporate Filings ............................................................................................(602) 542-3026  
(Inquiries by telephone go through the Customer Service Information) or contact by email at: filings.corp@azcc.gov

FAX (Corporate Filings main fax line).......................................................(602) 542-4100

Fax (Corporate Filings alternate fax line)..................................................(602) 542-8813 

Please do not fax your document more than once. Your own fax machine printout is your confirmation that your faxed document was properly transmitted to the A.C.C. Corporations Division.

Director & Deputy Director Offices ................................................................(602) 542-3521
Contact by email at:  director.corp@azcc.gov

FAX........................................................................................................(602) 542-0900

Arizona Corporation Commission Background and Organization



Article 15 of the Arizona Constitution establishes the Arizona Corporation Commission. Only 7 states have constitutionally formed Commissions. Arizona is one of only 13 states with elected Commissioners. In the 37 other states, Commissioners are appointed by either the governor or the legislature.
In most states, the Commission is known as the Public Service Commission or the Public Utility Commission. Our Commission, however, has responsibilities that go beyond traditional public utilities regulation. These additional roles include facilitating the incorporation of businesses and organizations, securities regulation and railroad/pipeline safety.
By virtue of the Arizona Constitution, the Commissioners function in an Executive capacity, they adopt rules and regulations thereby functioning in a Legislative capacity, and they also act in a Judicial capacity sitting as a tribunal and making decisions in contested matters.

The Commission is required by the Arizona Constitution to maintain its chief office in Phoenix and it is required by law to conduct monthly meetings.

Organization

In November 2000, the voters of Arizona approved a measure, placed on the ballot by the State Legislature, which expanded the size of the Commission from three to five Commissioners. The measure also changed the term of office from one six-year term to a four-year term with the possibility of reelection to one additional (consecutive) four-year term. The initial terms of the two new seats are for two years. In the case of a vacancy, the Governor appoints a Commissioner to serve until the next general election. The Commissioners choose one member from among themselves to serve as Chairman.
The Commissioners have the ultimate responsibility for final decisions on granting or denying rate adjustments, enforcing safety and public service requirements, and approving securities matters.
Executive Director
The Director of the Commission Staff is the Executive Director. The Executive Director serves at the pleasure of the Commissioners, and is responsible to the Commissioners for the day to day operations of all Divisions. Section 40-105, Arizona Revised Statutes, outlines the powers and duties of the Executive Director's position.

Divisions

The Commission staff is organized into six Divisions. Each Division is headed by a Director who reports to the Executive Director.
Administration
The Administration Division plans, coordinates and directs the administrative and fiscal activities necessary to support the Commissioners and all Divisions of the Commission. The Division also provides information to the general public and media on all Commission activities.

Hearings

The Hearings Division exercises the Commission's authority to hold public hearings on matters involving the regulation of public service corporations, the sale of securities and the registration of non-municipal corporations. The Hearings Division is also responsible for the Commission's Docket Control Section.

Utilities

The Arizona Corporation Commission has jurisdiction over the quality of service and rates charged by public service utilities. By state law, public service utilities are regulated monopolies given the opportunity to earn a fair and reasonable return on their investments. What is fair and reasonable in any particular case has been and always will be open to debate in rate hearings before the Commission. Generally, the Commission tries to balance the customers' interest in affordable and reliable utility service with the utility's interest in earning a fair profit.

The Utilities Division makes specific recommendations to the Commissioners to assist them in reaching decisions regarding public utility rates, utility finance and quality of service. The Division is responsible for researching and developing utility issues, providing information and evidence in Commission proceedings dealing with utility applications, and monitoring the quality of utility service, and the rates approved by the Commissioners. Additionally, Division staff inspects gas pipelines for safety, operates a railroad safety program and maintains the official documents of proceedings before the Commission.
All rate changes require approval of the Commission in an Open Meeting. Staff preparation for a major rate hearing begins at the time of utility's initial filing, and takes approximately four to six months before the hearing takes place. Work efforts between the time of filing and hearing include a review of past Commission actions, a review of documents on file with the Commission, an audit of the books and records of the utility, discussions with utility personnel and other interested parties, formulation of the staff recommendation, an analysis of the impacts of the recommendation, and preparation of written testimony and schedules.

Securities

The Securities Division strives to ensure the integrity of the securities marketplace through investigative actions as well as the registration and/or oversight of securities, securities dealers and brokers, investment advisers and their representatives; to enhance legitimate capital formation; and to minimize the burden and expense of regulatory compliance by legitimate business.
The Division reviews prospective offerings of securities to ascertain that full and fair disclosure is made to potential securities investors and that the terms of offerings are not inherently fraudulent.
Certain securities dealers, salespersons, investment advisers, and investment adviser representatives are required to register with the Division. The Division reviews these applications and monitors the conduct of investment advisers, dealers and salespersons; investigates possible violations; and when the evidence warrants, initiates administrative or civil actions, or refers cases for criminal prosecution.

Corporations

The Corporations Division approves for filing all articles of incorporation for Arizona businesses; all articles of organization for limited liability companies; grants authority to foreign corporations to transact business in this state; propounds interrogatories when necessary to determine a company's lawful purpose; and revokes the corporate charters of those corporations which choose to not comply with Arizona law. The Division collects from every corporation an annual report which reflects its current status, business, and financial condition; maintains this information in a format conducive to public access; responds to public questions concerning Arizona businesses and corporation law; and responds to the needs of the business sector by disseminating whatever information is mission-critical to them in the most expedient and cost-effective manner possible.
Any significant changes to Articles of Incorporation or Articles of Organization for Limited Liability Companies in the form of amendments, mergers, consolidations, dissolutions or withdrawals are also filed with the Division. All filings are public record and available for inspection.

Legal

The Legal Division provides legal assistance, advice and representation to the Commissioners and each Division of the Corporation Commission except the Securities Division. Matters handled by the Legal Division fall into five general categories: Commission dockets, Federal regulatory dockets, litigation, other administrative matters and special projects.
Most of the Division's resources are devoted to Commission hearings. Major rate cases, such as those involving firms like the Arizona Public Service Company and Qwest, where tens of millions of dollars in potential rate increases are at stake, take several months to prepare and require close coordination with the Commissioners, staff and professional consultants.
Information Technology
The mission of the Information Technology (IT) Division is to provide accurate, efficient and timely technology design, development, implementation, communications and maintenance support services to the agency and its respective divisions in support of their missions and objectives

Arizona Corporation Commission Corporations Division's Public Access System




The following information is included here to help you find information about corporations and limited liability companies with a business presence in Arizona, and their statutory agents, officers, and directors. Click on one of the tabs below for more detailed 

Instructions:

How to Find Information about a Specific Arizona Corporation or Limited Liability Company

Use the Business Entities link to get a list of all active corporations, limited liability companies, trademarks, tradenames, and limited partnerships on the system. An active corporation is one that has not been purged to our history file. Normally, we purge corporations and limited liability companies from the system after they have expired, withdrawn, dissolved, merged, or were administratively dissolved or revoked more than six years prior.

At the top of this screen, you will see boxes marked Name and File Number, and buttons marked Alpha and Word. You may enter the first few letters or words of the corporation name here, and click on the Search button. If you happen to know the file number which the Division uses internally to uniquely identify all corporations, you may enter it instead. This file number is printed on much of the correspondence which the Division sends to corporations, such as approval and rejection letters, annual reports, and delinquency notices. Note: You do not have to enter leading spaces or hyphens in the file number.

To use the word search, enter the word you are searching for and click on the button next to Word, then click on the Search button. The search will return all entities which have that word in their name. The search also allows for advanced boolean searches (combinations of and, or, and wildcards). For detailed information on using these advanced features, see the Advanced Searches section.

NOTE: The Alpha Search is based on the exact corporation name, and is limited to only active entities as defined above, so if you cannot find the entity you are looking for, try some of these suggestions:

    * Add words such as "the" to the beginning of the name.
    * Only type as much of the name as you know for certain. You will have the ability to scroll forward and backward, alphabetically, using the arrow icons        at the bottom of the screen.
    * Use the File Number, if you know it. The corporation may have changed it's name since you last looked at it.
    * Use the History Business Entities search. It works the same as the business entities search. Unfortunately, the searches currently do not cross-check         between active business entities, history business entities, and old business entity names.
    * Use the Old Business Entity Names List. This list shows entities which have changed their names, and will link you directly to the entity record             showing it's current name. Again, this search works exactly like the active and history business entity searches.
    * Use the True Business Entity Names List. This list shows foreign corporations which have adopted a fictitious name for use in Arizona (per ARS             10-1506). This will also link you directly to the corporation record showing it's current name. Again, this search works exactly like the active and          history business entity searches.
    * Try using the Advanced Search features.

Regardless of which search you use, you will see our internal file number, which is helpful to staff if you should need to contact the Commission about a specific business entity, along with the name of the entity and, on the active business entities search, the type.

To view the detailed information about the entity, simply click on the name. NOTE: You will only be able to view information on Corporations and Limited Liability Companies. All others shown on the screen are maintained by the Secretary of State's office. If you should choose a Trademark, Tradename, or Limited Partnership, you will see a message to that effect. If you click on the link in the middle of the message, you will be transferred automatically to the Secretary of State's web page and be presented the detailed information on the record you have chosen.

Arizona Corporation Commission Website

The Arizona Corporation Commission is the Public Utilities Commission of the State of Arizona, established by Article 15 of the Arizona Constitution. There are currently five members of the commission (recently expanded from three). Arizona is one of only a handful of states with elected commissioners. The Arizona constitution itself explicitly calls for an elected commission (as opposed to a governor-appointed commission, which is the standard in most states), because its drafters feared that governors would appoint industry-friendly officials.[1]  They are directly elected statewide, and serve staggered four-year terms.

The commission's scope of responsibility is generally larger than most commissions in other states. Some of its major duties are to regulate public utility companies, regulate/facilitate the incorporation of businesses and organizations, securities regulation, and railroad/pipeline safety.

Current corporation commissioners as of 2009 are Paul Newman (D), Gary Pierce (R), Kristin Mayes (R), Bob Stump (R), and Sandra Kennedy (D).